Finance · Series 7

Series 7 Options and Regulations

Options strategies and securities regulation concepts tested on the Series 7 exam, distinct from the core terminology deck.

45 cards · basic cards · AI-written, checked twice. Edit anything.

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What is the maximum loss on a long call option?
The premium paid
What is the maximum gain on a long call option?
Unlimited, since the stock price can rise indefinitely
How do you calculate the breakeven point on a long call?
Strike price plus premium paid
What is the maximum gain on a long put option?
Strike price minus premium paid, achieved if the stock falls to zero
How do you calculate the breakeven point on a long put?
Strike price minus premium paid
What is the maximum loss on an uncovered (naked) short call?
Unlimited
What is the maximum gain on a short call?
The premium received
What is the maximum loss on a short put?
Strike price minus premium received
What is the maximum gain on a short put?
The premium received
What is the main purpose of writing a covered call?
To generate income on stock already owned, in exchange for capping the stock's upside
How do you calculate the maximum gain on a covered call?
Strike price minus stock purchase price, plus premium received
How do you calculate the breakeven point on a covered call?
Stock purchase price minus premium received
What is the main purpose of a protective put?
To hedge a long stock position against a decline in price
How do you calculate the breakeven point on a protective put?
Stock purchase price plus premium paid
A long straddle profits when the underlying stock makes ____.
a large price move in either direction

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