Finance · CFA Level 1

CFA Level 1: Alternative Investments

Hedge funds, private equity, real estate, and commodities investment concepts tested on CFA Level 1.

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What is the primary defining characteristic of a hedge fund?
An investment fund that uses leveraged positions, derivatives, and short selling to generate returns regardless of market direction.
What does the '2 and 20' fee structure mean?
A 2 percent annual management fee on assets under management plus a 20 percent performance fee on gains.
What is a lock-up period in a hedge fund?
An initial period (often one year) during which investors cannot withdraw their capital.
Define a redemption period for hedge fund investors.
The time window (e.g., quarterly) when investors are allowed to withdraw capital from the fund.
What is a long-short equity strategy?
A hedge fund strategy that takes long positions in undervalued securities and short positions in overvalued securities.
What does a market neutral strategy aim to achieve?
Generating returns through security selection while minimizing exposure to systematic market risk.
What is a global macro hedge fund strategy?
A strategy that takes positions based on macroeconomic trends across countries, currencies, and asset classes.
What is arbitrage as a hedge fund strategy?
Exploiting price inefficiencies between related securities or markets to lock in risk-free or near-risk-free profits.
What is a side pocket in hedge fund operations?
A segregated account holding illiquid or hard-to-value investments, preventing other investors from redeeming until it is resolved.
What is a clawback provision in a hedge fund?
A clause allowing the fund to reclaim performance fees from the manager if subsequent losses wipe out gains.
What is private equity?
Capital invested in companies not listed on public stock exchanges, with the goal of improving performance and exiting for profit.
What is a leveraged buyout (LBO)?
Acquiring a company using a significant amount of borrowed money to finance the purchase.
What are the typical stages of venture capital investment?
Seed, Series A, Series B, Series C (and beyond), and exit (acquisition or IPO).
What is distressed investing in private equity?
Acquiring debt or equity of financially troubled companies at a discount and restructuring them for profit.
What does MOIC stand for and what does it measure?
Multiple on Invested Capital; the total cash returned to investors divided by the amount of capital invested.

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