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Bar Exam: Secured Transactions

UCC Article 9 secured transactions concepts tested on the bar exam.

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What is a secured transaction?
A transaction in which a creditor obtains a security interest in the debtor's personal property to secure payment or performance of an obligation.
What is a security interest?
An interest in personal property or fixtures that secures payment or performance of an obligation.
Who is the debtor in a secured transaction?
The person who owes payment or other performance of the obligation secured by the security interest.
Who is the secured party?
The lender or other person in whose favor a security interest is created.
What is collateral?
The personal property or fixtures in which a security interest is created.
What are the three requirements for attachment of a security interest?
The secured party must give value, the debtor must have rights in the collateral, and there must be an authenticated security agreement.
Must a security agreement be in writing?
Generally yes, the security agreement must be authenticated (a record that is signed or otherwise authenticated), except when the secured party has possession of the collateral.
What does 'authenticated' mean under UCC Article 9?
The security agreement must be in a record and signed, or the parties must intend it to be bound and the record must be stored in a manner permitting retrieval.
What is perfection of a security interest?
Steps taken by the secured party to give public notice of its security interest so that it has priority over certain other creditors.
What are the main methods of perfection?
Filing a UCC-1 financing statement, taking possession of the collateral, or control in certain cases (securities, deposit accounts, electronic chattel paper).
What is a UCC-1 financing statement?
A form filed to give public notice of a security interest in personal property, typically containing the debtor's name, secured party's name, and description of collateral.
What is the search logic rule?
A UCC-1 is found if a search on the debtor's name, using the filing office's standard search logic, would reveal the filing.
What is priority between a perfected secured party and an unperfected secured party?
The perfected secured party has priority over the unperfected secured party and the debtor's general creditors.
What is a purchase money security interest (PMSI)?
A security interest in goods taken or retained by a seller or a security interest in goods taken by a lender to acquire or use those goods.
What is the PMSI super-priority rule?
A properly perfected PMSI in inventory or equipment takes priority over a prior perfected nonpurchase money security interest, if the PMSI holder gives notification to the holder of the conflicting security interest.

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