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Mortgage Licensing · SAFE Act

Mortgage Licensing Underwriting and Qualification Basics

Borrower qualification ratios, credit analysis, and underwriting concepts tested on the SAFE Act mortgage loan originator exam.

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What is the debt-to-income ratio (DTI) and what does it measure?
The ratio of a borrower's total monthly debt payments to gross monthly income, expressed as a percentage. It measures the borrower's ability to repay the loan.
What is the front-end ratio?
The ratio of housing expenses (mortgage payment, taxes, insurance, HOA fees) to gross monthly income.
What is the back-end ratio?
The ratio of all monthly debt payments (housing plus auto loans, credit cards, student loans, child support) to gross monthly income.
What are typical DTI limits for conventional loans?
Front-end ratio 28 percent, back-end ratio 36 percent (can be higher with compensating factors).
What are typical DTI limits for FHA loans?
Front-end ratio 31 percent, back-end ratio 43 percent (may stretch to 50 percent with strong compensating factors).
What is the maximum debt-to-income ratio allowed for VA loans?
VA loans typically allow a back-end DTI of 41 percent, with case-by-case exceptions up to 60 percent.
What is a credit score, and what range is considered acceptable?
A three-digit number (typically 300-850) that reflects creditworthiness. Generally, 620+ is acceptable for conventional loans and 580+ for FHA.
What are the five factors that make up a FICO credit score?
Payment history (35%), amounts owed (30%), length of credit history (15%), credit mix (10%), and new credit (10%).
What is a loan-to-value (LTV) ratio?
The ratio of the loan amount to the property's appraised value (or purchase price, whichever is lower), expressed as a percentage.
What LTV ratio typically requires private mortgage insurance (PMI)?
An LTV of more than 80 percent generally requires PMI on conventional loans.
What are cash reserves, and why are they important in underwriting?
Liquid assets (savings, investments) that a borrower has after closing. They demonstrate financial stability and ability to cover payments if income is interrupted.
What is employment verification, and what document is typically used?
Confirmation of a borrower's current employment status, income, and job stability. Typically verified using a Verification of Employment (VOE) form.
What types of income documentation are required for a mortgage application?
Pay stubs, W-2s (past two years), tax returns (past two years), and for self-employed borrowers, business tax returns and financial statements.
What is asset verification in mortgage underwriting?
Confirmation of the borrower's financial assets (bank accounts, stocks, retirement accounts) used for down payment and reserves. Typically verified with bank statements.
What is an appraisal in mortgage lending?
An independent professional valuation of the property to ensure the loan amount does not exceed the property's market value.

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