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Insurance · Licensing exam

Insurance: Annuities and Retirement Products

Annuity types, retirement product terms, and related concepts tested on insurance licensing exams.

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What is a fixed annuity?
An annuity that provides guaranteed periodic payments from the insurance company at a fixed rate.
What determines the return in a variable annuity?
The performance of the investment subaccounts chosen by the annuitant.
What is an indexed annuity?
An annuity with returns tied to a market index, with guaranteed floor returns and participation caps.
When do payments begin with an immediate annuity?
Within one year of purchase, typically within 30 days.
What is the main difference between immediate and deferred annuities?
Immediate annuities begin payments within one year; deferred annuities delay payments until a future date chosen by the owner.
What is a surrender charge in an annuity?
A penalty imposed if the annuitant withdraws more than the allowed annual amount before the surrender period ends.
What is a free look period?
A window of time, typically 10-14 days, during which an annuity contract owner can cancel and receive a full refund without penalty.
What does annuitization mean?
Converting the accumulated value in an annuity into a stream of regular income payments for a specified period or for life.
What is a subaccount in a variable annuity?
An investment fund within the variable annuity where the owner directs portions of their premium to be invested.
What is a mortality and expense risk charge?
An annual fee charged by the insurance company to cover the cost of the death benefit guarantee and administrative expenses.
What does GMIB stand for?
Guaranteed Minimum Income Benefit, a rider that guarantees a minimum income payment even if investment performance is poor.
What is a COLA rider on an annuity?
Cost of Living Adjustment, a rider that increases annuity payments periodically to help offset inflation.
What is a Traditional IRA?
An Individual Retirement Account where contributions may be tax-deductible and earnings grow tax-deferred until withdrawal in retirement.
What is the key difference between a Traditional IRA and a Roth IRA?
Traditional IRA contributions are pre-tax and withdrawals are taxable; Roth IRA contributions are post-tax and qualified withdrawals are tax-free.
Who is a SEP-IRA designed for?
Self-employed individuals and small business owners who want to make larger retirement contributions than a Traditional IRA allows.

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